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iComplyAlliance Limited

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  • Case Studies

iComplyAlliance Limited

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  • Case Studies

Case Studies

 

Our case studies are designed to help you test and apply your understanding of relevant regulations and technical knowledge in a practical context. 


  • By working through clearly articulated, real‑world inspired scenarios, you can explore how rules, principles, and frameworks operate in practice.  


  • You can access each case study in PDF format below, accompanied by an AI‑generated video that provides a brief overview of the scenario. We recommend watching the video first for a high‑level understanding, and then reviewing the PDF for full details, analysis, and discussion points. 



This lessons learned video series analyzes landmark financial and legal cases to extract practical insights for today’s market. By exploring exactly where past transactions went wrong or how bankers did right, these real-life case studies serve as a reference tool for understanding risk management and compliance lessons. 


Remarks: These case studies and lessons learned videos are for illustrative and educational purposes only. They simplify and generalize complex situations, and should not be relied upon as legal, regulatory, or professional advice.









Case 1: EcoFruit (Suitability & Appropriateness)

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Case 1: Video

EcoFruit Hedging Case Study

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Case 2: EuroTech (Suitability & Appropriateness)

Download PDF

Case 2: Video

Eurotech FX Hedging Case Study

Video - Lessons Learned Series

How did a "zero-cost" insurance policy push hundreds of successful companies straight into bankruptcy?

 In this video, we unpack the 2008 South Korean KIKO (Knock-In, Knock-Out) options fiasco. Designed as a clever way for small-to-medium exporters to shield themselves from a strengthening currency, it quickly became a financial weapon when the global financial crisis struck. Discover how an unexpected plunge in the Korean Won triggered massive 2x leverage multipliers, resulting in over US$3 billion in losses, explosive mis-selling lawsuits, and a warning that echoed across the global banking sector. 

The HK$478 Million Mis-selling Battle: Inside Shine Grace Investment Ltd v. Citibank.


When the 2008 financial crash wiped out millions in high-risk equity accumulators, the family of a prolific Hong Kong investor sued Citibank for alleged mis-selling. But the High Court ruled overwhelmingly in favor of the bank. 

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